Cmcapital Markets View

Topics: Financial markets, Stock exchange, Stock market Pages: 3 (455 words) Published: August 11, 2013
1. Trading
➢ Introduction
➢ Neat System
➢ Market Types – Normal Market, Odd Lot Market, Retail Debt Market, Auction Market ➢ Corporate Hierarchy
➢ Local Database
➢ Market Phases - Opening, Open Phase, Market Close, Surcon ➢ Logging on
➢ Log Off/Exit from the Application
➢ Neat Screen
➢ Invoking An Inquiry Screen - Market Watch, Security Descriptor, Market by Price, Previous Trades, Outstanding Orders, Activity Log, Order Status, Snap Quote, Market Movement, Market Inquiry, Auction Inquiry, Security/Portfolio List, Multiple Index Broadcast and Graph, Online Backup, Basket trading, Buy Back Trades, Supplementary Functions ➢ Order Management - Entering Orders, Order Modification, Order Cancellation, Order Matching ➢ Trade Management – Trade Modification, Trade Cancellation ➢ Auction - Entering Auction Orders, Auction Order Modification, Auction Order Cancellation, Auction Order Matching ➢ Limited Physical Market

➢ Retail Debt Market (RDM)
➢ Trading Information Downloaded to Members
➢ Internet Broking
➢ Wireless Application Protocol

2. Clearing and Settlement
➢ Introduction - Transaction Cycle, Settlement Process, Settlement Agencies, Risks in Settlement ➢ Settlement Cycle
➢ Securities Settlement
➢ Funds Settlement
➢ Shortages Handling
➢ Risk Containment Measures - Capital Adequacy Requirements, Margins, Settlement Guarantee, No-Delivery Period ➢ International Securities Identification Number
➢ Dematerialisation And Electronic Transfer of Securities ➢ Investor Protection Fund
➢ Clearing Software – Reports
➢ File Transfer Protocol

3. Trading Membership
➢ Stock Brokers – Introduction, Membership in NSE
➢ Sub-Brokers
o Broker-Clients Relations - Know Your Client, Unique Client Code, Margins from the Clients, Execution of Orders, Accumulation of Orders,...
Continue Reading

Please join StudyMode to read the full document

You May Also Find These Documents Helpful

  • Market Essay
  • market Essay
  • The View Essay
  • money Market Essay
  • Market Essay
  • Market Essay
  • Market Essay
  • market Essay

Become a StudyMode Member

Sign Up - It's Free